Securities and Exchange Commission Historical Society

Archived Webcast

SEC Historical Society 18th Annual Meeting Program

June 1, 2017
12:00 noon ET

Rulemaking Under the 1940 Act

Moderator

Dr. Kenneth Durr
History Associates, Inc.

Presenters

Norm Champ
Partner, Investment Funds Group, Kirkland and Ellis LLP and former Director of SEC's Division of Investment Management from 2012 - 2015

Andrew "Buddy" Donohue
former Director of SEC's Division of Investment Management from 2006 - 2010

Paul F. Roye
Senior VP, Capital Research & Management Company and former Director of SEC's Division of Investment Management from 1998 - 2005


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